An intuitive online solution to guide you through the advice process, compliance and task management.
Efficiency and compliance are two of the biggest pain points for advisers. With the ever-changing compliance landscape and the advice delivery process taking longer than ever, we wanted to offer a solution that would save you time and guide you through the compliance framework around Best Interest Duty 961B of the Corporations Act 2001, FASEA Code of Ethics as well as ‘best practice’ methods in the industry.
Provides you with prompts on what to consider when formulating advice. By completing the checklist, you will have a robust basis of advice with all the information documented and dated.
With a central online location for file notes, research, working papers, you can tag your staff in relevant sections for them to action steps in the advice process.
No more multiple files or folders. The Advice Builder is your cloud based system to store and build out the advice process for each of your clients.
File Note System and Prompts
Client Goal Discovery
Product Research and Product Comparison
Recommended Product and Strategy
Advice Presentation and Implementation
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